SEBI's regulatory framework for listed companies has grown significantly stricter over the past few years. From continuous disclosure obligations under LODR to insider trading code compliance and board governance requirements, listed companies are under constant regulatory scrutiny.
Key compliance areas every listed company must track:
• Quarterly & annual financial result disclosures (within prescribed timelines)
• Insider Trading Code — policy framing, designated persons list, pre-clearance systems
• Related Party Transaction approvals and disclosures
• Corporate governance reports and annual compliance certificates
• Reconciliation of Share Capital Audit (quarterly)
Non-compliance can attract SEBI adjudication orders, penalties, and trading halts.
If your company is struggling with SEBI LODR compliance or has received a show-cause notice, Filfox Law Group (filfoxlaw.com) specialises exclusively in Securities Law and provides Listed Company Compliance Advisory with 15+ years of focused practice. Happy to answer questions in this thread.
Visit here: https://filfoxlaw.com/
Key compliance areas every listed company must track:
• Quarterly & annual financial result disclosures (within prescribed timelines)
• Insider Trading Code — policy framing, designated persons list, pre-clearance systems
• Related Party Transaction approvals and disclosures
• Corporate governance reports and annual compliance certificates
• Reconciliation of Share Capital Audit (quarterly)
Non-compliance can attract SEBI adjudication orders, penalties, and trading halts.
If your company is struggling with SEBI LODR compliance or has received a show-cause notice, Filfox Law Group (filfoxlaw.com) specialises exclusively in Securities Law and provides Listed Company Compliance Advisory with 15+ years of focused practice. Happy to answer questions in this thread.
Visit here: https://filfoxlaw.com/